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  The Impact of Transnational Private Regulation: A Case Study of Forest Certification in Russia

Malets, O. (2009). The Impact of Transnational Private Regulation: A Case Study of Forest Certification in Russia. PhD Thesis, Universität Köln, Köln.

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http://kups.ub.uni-koeln.de/4180/ (Zusammenfassung)
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 Urheber:
Malets, Olga1, Autor           
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1Grenzüberschreitende Institutionenbildung, MPI for the Study of Societies, Max Planck Society, ou_1214548              

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Schlagwörter: global environmental governance; certification and labeling; forest certification; Russia
 Zusammenfassung: In this research, I explore the emergence of environmental certification and labeling as a private market-driven instrument of global environmental governance and its implementation in local settings outside advanced industrial economies. I conceptualize the emergence of private regulation as an active institution-building that occurs at two levels. At the transnational level, formal substantive and procedural rules and organizational forms are constructed and legitimated. At the domestic level, the implementation of rules defined as a process of translation of transnational rules into on-the-ground practices occurs. Building on an extensive study of forest certification and labeling, I show that at the transnational level, institution-building is driven by problem-solving and conflict-settlement efforts of transnational actors embedded into a larger discursive context of neoliberal globalization and sustainable development. Furthermore, I show that at the domestic level, the implementation is not a straight-forward execution of transnational rules imposed by powerful transnational actors – e.g., international NGOs, multinationals or international organizations. Rather, local actors negotiate the ways in which transnational standards are implemented locally in both formal and informal settings, and thereby settle political conflicts over natural resource management and construct new knowledge (learning) related to standard implementation and good natural resource management. They use both global ideas reflected in transnational standards and locally available concepts and practices as building blocks, and combine them in various ways in order to construct new knowledge. I, therefore, emphasize stakeholder interest negotiation and collective learning as core social processes which enable the translation of transnational standards into on-the-ground practices. The research also evaluates the effectiveness of forest certification and labeling and argues that forest certification has had a positive but limited impact on corporate on-the-ground practices. I identify two factors that limit the effectiveness of certification and labeling: national institutional and legal context and the market nature of private regulatory approaches.

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Sprache(n): eng - English
 Datum: 2009-05-142009
 Publikationsstatus: Erschienen
 Seiten: 236
 Ort, Verlag, Ausgabe: Köln : Universität Köln
 Inhaltsverzeichnis: ACKNOWLEDGMENTS
ABBREVIATIONS
1 INTRODUCTION
1.1 Research Questions
1.2 Private Regulation in the Global Economy
1.3 Introducing the Case: The Forest Stewardship Council
1.4 The Structure of the Thesis
2 AN ANALYTICAL FRAMEWORK
2.1 Transformation of Regulation in the Era of Globalization
2.2 The Classification of Forms of Transnational Private Regulation
2.3 Identifying a Research Gap: A Review of the Certification Literature
2.4 Lessons from Policy Implementation Research
2.5 From Implementation to Translation
2.6 Translation in a Multi-Level Governance System
2.7 The Role of Actors in the Translation of Transnational Standards into Practice
2.8 How Does the Market Nature of Private Rules Affect Their Translation?
2.9 Understanding the Translation of Certification Standards: An Analytical Framework
3 CASE SELECTION, EMPIRICAL IMPLICATIONS AND METHODS
3.1 Case Selection: Forest Certification and the Forest Stewardship Council in Russia
3.2 The Multi-Level Structure of the FSC’s Forest Certification System
3.3 Translating Global FSC Standards into Local Practices: A Case-Study Preview
3.4 Methods and Sources of Data
4 THE RISE AND DEVELOPMENT OF THE FOREST STEWARDSHIP COUNCIL
4.1 Deforestation and Forest Degradation as Global Environmental Problems
4.2 Deforestation and Forest Degradation as Global Political Problems
4.3 The Rise of Forest Certification
4.4 Discussion
5 FORESTRY PROBLEMS IN RUSSIA
5.1 The Characteristics of Russia’s Forest Resources
5.2 A Brief History of Forestry in Russia: The Late 19th Century – 1991
5.3 Forests and Forestry in the Transition Period: 1991 – 2009
5.4 Discussion
6 THE HISTORY OF FOREST CERTIFICATION IN RUSSIA
6.1 The Weakness and the Strength of the Russian Environmental Movement
6.2 The First Discussions of Forest Certification in Russia
6.3 The Development of FSC National Standards
6.4 The Start of Forest Certification
6.5 The Emergence of the Demand for Forest Certification
6.6 Discussion
7 THE IMPLEMENTATION AND EFFECTS OF FOREST CERTIFICATION
7.1 Implementing Environmental Requirements: Environmental Effects
7.2 Implementing Social Requirements: Social Effects
7.3 Systematizing Implementation: Modes of Translation
7.4 Evaluating the Effects of Forest Certification
7.5 Bringing Together Standards and Practices
7.6 Discussion
8 CONCLUSION
8.1 Summary of the Thesis Findings
8.2 Theoretical Implications of the Study of Translation
8.3 The Effectiveness of Certification as Private Market-Driven Regulation
8.4 A Final Remark
APPENDIXES
Appendix 1 List of Interviews
Appendix 2 Map of the Russian Federation
REFERENCES
 Art der Begutachtung: -
 Identifikatoren: eDoc: 463899
DOI: 10.17617/2.1232301
URI: http://kups.ub.uni-koeln.de/id/eprint/4180
URN: urn:nbn:de:hbz:38-41807
ISBN: 978-3-946416-04-3
 Art des Abschluß: Doktorarbeit

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Titel: Studies on the Social and Political Constitution of the Economy
Genre der Quelle: Reihe
 Urheber:
International Max Planck Research School on the Social and Political Constitution of the Economy, MPI for the Study of Societies, Max Planck Society, Herausgeber              
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